Corporate Retirement Plans | Retirement Plan Solutions

Manage Fiduciary Liability

We help you navigate fiduciary responsibility through robust, systematic, quantitative and qualitative investment analysis, involving over 150 pages of detailed reports utilizing more than 15 industry standard analytical measurements.

Our due diligence process goes beyond Morningstar ratings and instead focuses on a cyclical approach of selection, monitoring and ongoing documentation and review.

Our services include:

• Investment Policy Statement
• Fiduciary Investment Review
• Quarterly Market Summary
• 404(a)/404(c) guidance
• Maximizing plan efficiency

Maximize Plan Efficiency

Every plan sponsor has unique needs and objectives. We will create an ongoing service plan specific to your goals.

This begins with a thorough review of your plan to ensure total plan costs are relevant to the services being received. On an ongoing basis, your relationship manager will examine your plan design with ideas to improve participation and operational efficiency.

Our review process includes:

• Vendor benchmarking analysis
• Provider contract review
• Provider pricing re-negotiation
• Plan conversion guidance
• Plan design analysis and plan review
• Compliance checklist

Increase participation and diversification

Through our comprehensive communication services, you can increase participation, satisfaction, and understanding of asset allocation and risk tolerance among your employees. This also helps plan sponsors meet 404(c) requirements to provide adequate education about investing in the company’s 401(k) plan.


We provide custom investment advice*, on-site enrollment meetings, investment education meetings, and employee communications.

Protection for your business

As a business owner, we understand that you have plenty of issues to worry about. Protecting your business that you’ve worked so hard to build shouldn’t be one of them.

We can help you find the right kind and amount of insurance coverage your business needs to give you lasting peace of mind. Our insurance solutions can be designed to protect yourself, your business and your employees.

Using our internal and third party relationships, we can help you sort through a variety of affordable options that offer protection against almost every kind of business risk, including lawsuits, on-the-job accidents, loss of property and even the death of a key employee.

"Our success begins and ends with you"

At Oak Point Financial, we are committed to helping you grow and manage your business. We can work with you on a consulting basis either for a specific project or for ongoing service.

Our professionals will work with you to understand your business direction, focus, market position and your overall financial strength. We employ a results-oriented approach, leveraging their deep experience, expertise and commitment to excellence.

Contact the professionals at Oak Point Financial to learn more about how we can help you manage your business needs through our comprehensive and customized business planning services.